Financial Regulation
We advise financial institutions and companies on how to confidently address regulatory challenges
With a comprehensive approach to financial regulation, we support financial institutions, investment services companies and listed companies in corporate and market transactions, the incorporation and reorganisation of entities, inspections and audits, defence before authorities and corporate governance.
Our lines of work
Technical advice on financial regulation
Technical advice on financial regulation
Constant monitoring of regulatory developments affecting the financial sector and analysis of their impact, offering customised solutions to financial institutions, investment services companies and listed companies.
Corporate and market transactions
Corporate and market transactions
Comprehensive support in takeover bids, IPOs (traditional and Easy Access) and debt issues, including review of documentation and compliance with regulatory requirements at each stage of the process.
Incorporation and authorisation of supervised entities
Incorporation and authorisation of supervised entities
Assistance in the incorporation, registration and authorisation of entities, coordinating with bodies such as the CNMV, the Bank of Spain and the DGSFP.
Inspections, audits and technical defence
Inspections, audits and technical defence
Support in external inspections and audits, as well as in disciplinary proceedings before the competent authorities, ensuring specialised technical defence.
Corporate governance and market risk management
Corporate governance and market risk management
Advice on corporate governance structures and risk management related to market abuse, strengthening internal controls and compliance practices.
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