Regulatory compliance and risk control
We assume compliance functions, complying with current legislation and minimising the entity's regulatory risk.Our solutions range from outsourcing regulatory compliance and risk control functions to providing advisory services without delegation, tailored to each client's specific needs.
At Afin Compliance we offer specialised solutions for the compliance departments of financial institutions, providing support in regulatory control, risk management, the development of internal policies and procedures, advice on reporting to the CNMV, and the provision of resources to ensure compliance with regulations, minimise risks and protect corporate reputation.
Our lines of work
Regulatory Compliance and Risk Control (outsourcing or support) in financial institutions
Regulatory Compliance and Risk Control (outsourcing or support) in financial institutions
Prevention of Money Laundering and Terrorist Financing (AML/CFT)
Prevention of Money Laundering and Terrorist Financing (AML/CFT)
Reports to be sent to the CNMV
Reports to be sent to the CNMV
Solvency reports and capital self-assessment
Solvency reports and capital self-assessment
Design and development of policies and procedures
Design and development of policies and procedures
Customised solutions
Customised solutions
Digital tools
Digital tools
More information at AfinCompliance.
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